Lupoff Friends and Family Interests

A single family office investing for Friends and Family – The Solution (by Invitation only)

•We invest with the objective of a 100% Impact Portfolio

  • Public Equities and Fixed Income are first evaluated and scored, via our proprietary screening tool for:
    • ​​ESG - The public company's assessment of record and disclosure related to Environment, Sustainability and Governance
    • GC -   A normative assessment of the company based on the four core principles of the United Nations Global Compact ("GC"): human rights, labor rights, the environment and anti-corruption
    • Assuming acceptance based on these scoring criteria:
  • ​Public Equities and Fixed Income may be acceptable and attractive investments for Lupoff Investment Strategies below:

Lupoff Family Office - Investing Philosophy, Strategies 

 Contact Us Request Presentation Materials, New Account Forms, schedule a call or visit.

lupoff Investment strategies

We eat our own cooking 

Lupoff Concentrate – High Conviction Portfolio

Lupoff Income – High, Sustainable, Growing Dividend and/or Idiosyncratic High Yield Bonds

All Accounts Custodied at Interactive Brokers

Lupoff Impact - Impact Investing Managed Account and Individual/Family Consultation - Investing to achieve social returns (as you define) along with return of capital and return on capital. Co-Invest with us side-by-side, but in your owned, directed account. We are advising parents and children on the construction of

Impact Portfolios which we build together. Participate (we recommend with your children) in our educational programs. Learn and incorporate children's

long-term social/environmental objectives into a portfolio that creates economic return as well. In so doing, develop a stronger legacy and family bond

via a shared longer-term view. The Strategy affords access to Lupoff proprietary deal flow, including prospect via our partnership with the United Nations Capital Development Fund.

THE NEED TO FILL (For us, for you)

  • Traditional investment vehicles, managers, have built in biases
  • Stability of fees to pay for manager infrastructure, manager franchise vs client objectives
  • Inattention to Family succession and generational objectives and continuity
  • Stability and growth of assets to insure manager wealth vs creating client wealth (or client wealth is coincidental)
  • ​Amoral investing - no attempts to "do well while doing good"
  • Are you frustrated by the high fees paid for low returns paid to indifferent strangers, organizations?  
  • NEED TO FILL: An investment manager operating with a community of interest among client and manager - not a conflict

B: Bottom-Up - Company & Industry Analysis

  • What is cheap/rich among companies' securities?
  • Where does company fit in competitive space? What industry advantages, challenges?
  • Are company securities cheap or rich to it's peers?
  • We value all securities in companies capitalization

R: Revaluation Catalyst

  • Given valuation, what expedites revaluation?
    • Hard events, plausible, foreseeable and probability-weighted

A: Actors (Interested Parties) Assessment

  • What's in the financial self-interest or the varied constituents?
    • Management, shareholders, bondholders, competitors, vendors, etc
  • How would predicable possible behaviors influence outcomes?

C: Capital Structure Valuation

  • Are there intra-capital arbitrage opportunities? Inter-creditor issues?
    • Dig deep into Credit Agreements, Indentures to unearth opportunities
    • Where is most attractive risk-adjusted return in company capitalization?

E: Externalities, Exogenous Factors - Macro, Process, Technical, Legal Considerations

  • Macro or geopolitical matters weigh on investment thesis, trading levels?
  • Who's buying, selling, why?
  • What are critical calendar dates that can impact trading levels to determine optimal entry or exists from investments; influence sizing of positions?

LUPOFF's Proprietary

BRACE Methodology

​BRACE: To make steady; secure against pressure or impact

Investment Philosophy

In the world of business, the people who are most successful are those who are doing

what they love–Warren Buffett

•I love what I do, have a personal investing style (“BRACE”), and will do this my whole life
•I seek to create wealth for me and my family, and you, by virtue of our community of interest
•In investment perspective, I aim to be right, not necessarily consistent
•I do not trade for trading sake, but to enhance risk/return probabilities
•I work hard to wring out human biases
•Success is growing my family’s and Client account balanc